| Chapter 8. Access Control |
Chapter 7. Text Tables |  | Chapter 9. SQL-Invoked Routines

# Chapter 8. Access Control

### Fred Toussi

The HSQL Development Group

$Revision: 3096 $

Copyright 2010-2021 Fred Toussi. Permission is granted to distribute this document without any alteration under the terms of the HSQLDB license. Additional permission is granted to the HSQL Development Group to distribute this document with or without alterations under the terms of the HSQLDB license.

2021-10-21

## Overview

This chapter is about access control to database objects such as tables, inside the database engine. Other issues related to security include user authentication, password complexity and secure connections are covered in the System Management chapter and the HyperSQL Network Listeners (Servers) chapter.

Apart from schemas and their object, each HyperSQL catalog has USER and ROLE objects. These objects are collectively called authorizations. Each AUTHORIZATION has some access rights on some of the schemas or the objects they contain. The persistent elements of an SQL environment are database objects

Authorization names are stored in the database in the case-normal form. When connecting to a database via JDBC, the user name and password must match the case of this case-normal form.

When a user is created with the CREATE USER statement, if the user name is enclosed in double quotes, the exact name is used as the case-normal form. But if it is not enclosed in double quotes, the name is converted to uppercase and this uppercase version is stored in the database as the case-normal form.

## Authorizations and Access Control

In general, ROLE and USER objects simply control access to schema objects. This is the scope of the SQL Standard. However, there are special roles that allow the creation of USER and ROLE objects and also allow some special operations on the database as a whole. These roles are not defined by the Standard, which has left it to implementers to define such roles as they are needed for the particular SQL implementation.

A ROLE has a name, a collection of zero or more other roles, plus some privileges (access rights). A USER has a name and a password. It similarly has a collection of zero or more roles plus some privileges.

USER objects existed in the SQL-92, but ROLE objects were introduced in SQL:1999. Originally it was intended that USER objects would normally be the same as the operating system USER objects and their authentication would be handled outside the SQL environment. The co-existence of ROLE and USER objects results in complexity. With the addition of ROLE objects, there is no rationale, other than legacy support, for granting privileges to USER objects directly. It is better to create roles and grant privileges to them, then grant the roles to USER objects.

The Standard effectively defines a special ROLE, named PUBLIC. All authorizations have the PUBLIC role, which cannot be removed from them. Therefore, any access right assigned to the PUBLIC role applies to all authorizations in the database. For many simple databases, it is adequate to create a single, non-admin user, then assign access rights to the pre-existing PUBLIC role. Access to INFORMATION_SCHEMA views is granted to PUBLIC; therefore these views are accessible to all. However, the contents of each view depend on the ROLE or USER (AUTHORIZATION) that is in force while accessing the view.

Each schema has a single AUTHORIZATION. This is commonly known as the owner of the schema. All the objects in the schema inherit the schema owner. The schema owner can add objects to the schema, drop them or alter them.

By default, the objects in a schema can only be accessed by the schema owner. The schema owner can grant access rights on the objects to other users or roles.

authorization identifier

authorization identifier

`<authorization identifier> ::= <role name> | <user name>`

Authorization identifiers share the same name-space within the database. The same name cannot be used for a USER and a ROLE.

### Built-In Roles and Users

There are some pre-defined roles in each database; some defined by the SQL Standard, some by HyperSQL. These roles can be assigned to users (directly or via other, user-defined roles). In addition, there is the initial SYS user created with each new database. The initial user name and password is defined in the connection properties when the first connection to the database is made. In older versions of HSQLDB, this name was always SA. But in the latest version, the name can be defined as a different string.

SYS User

the SYS user (HyperSQL-specific)

This user is automatically created with a new database and has the DBA role. This user name and its password are defined in the connection properties when connecting to the new database to create the database. As this user, it is possible to change the password, create other users and created new schema objects. The initial SYS user can be dropped by another user that has the DBA role. As a result, there is always at least one SYS user in the database.

PUBLIC

the PUBLIC role

The role that is assigned to all authorizations (roles and users) in the database. This role has access rights to all objects in the INFORMATION_SCHEMA with limited visibility. Any roles or rights granted to this role, are in effect granted to all users of the database.

_SYSTEM

the _SYSTEM role

This role is the authorization for the pre-defined (system) objects in the database, including the INFORMATION_SCHEMA. This role cannot be assigned to any authorization (user or role).

DBA

the DBA role (HyperSQL-specific)

This is a special role in HyperSQL. A user that has this role can perform all possible administrative tasks on the database. The DBA role can also act as a proxy for all the roles and users in the database. This means it can do everything the authorization for a schema can do, including dropping the schema or its objects, or granting rights on the schema objects to a grantee.

CREATE_SCHEMA

the CREATE_SCHEMA role (HyperSQL-specific)

An authorization that has this role, can create schemas. The DBA authorization has this role and can grant it to other authorizations.

CHANGE_AUTHORIZATION

the CHANGE_AUTHORIZATION role (HyperSQL-specific)

A user that has this role, can change the authorization for the current session to another user. The other user cannot have the DBA role (otherwise, the original user would gain DBA privileges). The DBA authorization has this role and can grant it to other authorizations.

SCRIPT_OPS

the SCRIPT_OPS role (HyperSQL-specific)

A user that has this role, can execute the PERFORM EXPORT SCRIPT and PERFORM IMPORT SCRIPT statements. The DBA authorization has this role and can grant it to other authorizations.

### Listing Users and Roles

Tables in the INFORMATION_SCHEMA contain the list of users and roles for the database.

The SYSTEM_USERS tables contains the list of users, with some extra settings for each user. The AUTHORIZATIONS table contains a list of both users and roles.

Several other INFORMATION_SCHEMA tables list the privileges granted to users and roles on different database objects. Refer to the Schemas and Database Objects chapter for a list and description of the tables. Example below:

     SELECT * FROM INFORMATION_SCHEMA.SYSTEM_USERS
     SELECT * FROM INFORMATION_SCHEMA.TABLE_PRIVILEGES

### Access Rights

By default, the objects in a schema can only be accessed by the schema owner. But the schema owner can grant privileges (access rights) on the objects to other users or roles.

Things can get far more complex, because the grant of privileges can be made WITH GRANT OPTION. In this case, the role or user that has been granted the privilege can grant the privilege to other roles and users.

Privileges can also be revoked from users or roles.

The statements for granting and revoking privileges normally specify which privileges are granted or revoked. However, there is a shortcut, ALL PRIVILEGES, which means all the privileges that the `<grantor>` has on the schema object. The `<grantor>` is normally the CURRENT_USER of the session that issues the statement.

The user or role that is granted privileges is referred to as `<grantee>` for the granted privileges.

TABLE

For tables, including views, privileges can be granted with different degrees of granularity. It is possible to grant a privilege on all columns of a table, or on specific columns of the table.

The DELETE privilege applies to the table, rather than its columns. It applies to all DELETE statements.

The SELECT, INSERT and UPDATE privileges may apply to all columns or to individual columns. These privileges determine whether the `<grantee>` can execute SQL data statements on the table.

The SELECT privilege designates the columns that can be referenced in SELECT statements, as well as the columns that are read in a DELETE or UPDATE statement, including the search condition.

The INSERT privilege designates the columns into which explicit values can be inserted. To be able to insert a row into the table, the user must therefore have the INSERT privilege on the table, or at least all the columns that do not have a default value.

The UPDATE privilege designates the table or the specific columns that can be updated.

A MERGE statement requires SELECT privileges together with INSERT, UPDATE and DELETE privileges when these actions are specified in the statement.

The REFERENCES privilege allows the `<grantee>` to define a FOREIGN KEY constraint on a different table, which references the table or the specific columns designated for the REFERENCES privilege.

The TRIGGER privilege allows adding a trigger to the table.

SEQUENCE, TYPE, DOMAIN, CHARACTER SET, COLLATION, TRANSLITERATION

For these objects, only USAGE can be granted. The USAGE privilege is needed when object is referenced directly in an SQL statement.

ROUTINE

For routines, including procedures or functions, only EXECUTE privilege can be granted. This privilege is needed when the routine is used directly in an SQL statement.

OTHER OBJECTS

Other objects such as constraints and assertions are not used directly and there is no grantable privilege that refers to them.

### Fine-Grained Data Access Control

As mentioned above, a USER or ROLE that does not own a schema can be granted access to individual columns of a table in the schema. HyperSQL adds a feature that is not part of the SQL Standard to allow this access to be granted to a ROLE only for certain rows of a table, based on a FILTER condition.

When the GRANT statement contains a FILTER condition, the condition is applied to each row of the table that a SELECT, INSERT, UPDATE, DELETE or MERGE statement tries to access. Only the rows that satisfy the condition are accessed and all other rows are ignored.

The following is an example of this usage. The table INFO has a column that determines the geographic region for each row of data and another column that holds the expiration date for this row. The owner of the schema can access and change the data in all the rows of this table. A group of ordinary users with the `eu_admin` role is only allowed to access the data for a certain region. Another group with the `eu_user` role is only allowed to access the rows before the expiration date.

    CREATE TABLE info(id INT PRIMARY KEY, info VARCHAR(100), region VARCHAR(32) NOT NULL, expires DATE NOT NULL)
    -- there is also a foreign key constraint on the REGION column to reference a list of valid region names.
    INSERT INTO info VALUES 2, 'inserted data for EU current', 'European Union', CURRENT_DATE + 1 DAY
    INSERT INTO info VALUES 3, 'inserted data for SA current', 'South America', CURRENT_DATE + 1 DAY
    INSERT INTO info VALUES 4, 'inserted data for EU expired', 'European Union', CURRENT_DATE - 1 DAY
    CREATE ROLE eu_admin
    CREATE ROLE eu_user
    GRANT SELECT FILTER (WHERE region = 'European Union') ON TABLE info TO eu_admin
    GRANT SELECT FILTER (WHERE region = 'European Union' AND expires > CURRENT_DATE) ON TABLE info TO eu_user
    GRANT eu_admin TO peter, wendy
    GRANT eu_user TO emma, john

In the above example, the EU_ADMIN and EU_USER roles are granted to the users that are allowed to access the data for the European Union. These users cannot see the rows that are for other regions. Among them, only the EU_ADMIN users can see the rows that have expired. The SELECT grant with FILTER also prevents the users from deleting or updating the rows they cannot access.

The `<filter clause>` can be used for other forms of fine-grained access control. In the example below, the COMMON_USER role is defined and granted access during office hours only.

    CREATE ROLE common_user
    GRANT SELECT FILTER (WHERE EXTRACT(HOUR FROM CURRENT_TIMESTAMP) BETWEEN 9 AND 17) ON TABLE info TO common_user

Fine-grained data access control can also be used to implement multi-tenancy database solutions.

A separate `<filter clause>` can be declared on each of SELECT, DELETE, INSERT and UPDATE rights on the table. To change an existing fine-grained right granted to a ROLE on a table, the existing right must be revoked before a GRANT with FILTER is made. Use of ALTER TABLE to remove columns that are not referenced in a FILTER condition, or to add new columns to the table, does not affect the validity of the FILTER condition. But if any column that is referenced is removed, you need to REVOKE the filtered rights.

With a MERGE statement, which may contain INSERT, UPDATE, and DELETE clauses, the UPDATE filter is used when selecting the rows to UPDATE, as well as rows to DELETE.

## Statements for Authorization and Access Control

The statements listed below allow creation and destruction of USER and ROLE objects. The GRANT and REVOKE statements allow roles to be assigned to other roles or to users. The same statements are also used in a different form to assign privileges on schema objects to users and roles.

CREATE USER

user definition (HyperSQL)

`<user definition> ::= CREATE USER <user name> PASSWORD <password> [ ADMIN ]`

Define a new user and its password. `<user name>` is an SQL identifier. If it is double-quoted it is case-sensitive, otherwise it is turned to uppercase. `<password>` is a string enclosed with single quote characters and is case-sensitive. If `ADMIN` is specified, the DBA role is granted to the new user. Only a user with the DBA role can execute this statement.

DROP USER

drop user statement (HyperSQL)

`<drop user statement> ::= DROP USER <user name>`

Drop (destroy) an existing user. If the specified user is the authorization for a schema, the schema is destroyed.

Only a user with the DBA role can execute this statement.

ALTER USER ... SET PASSWORD

set the password for a user (HyperSQL)

`<alter user set password statement> ::= ALTER USER <user name> SET PASSWORD <password>`

Change the password of an existing user. `<user name>` is an SQL identifier. If it is double-quoted it is case-sensitive, otherwise it is turned to uppercase. `<password>` is a string enclosed with single quote characters and is case-sensitive.

Only a user with the DBA role can execute this command.

ALTER USER ... SET INITIAL SCHEMA

set the initial schema for a user (HyperSQL)

`<alter user set initial schema statement> ::= ALTER USER <user name> SET INITIAL SCHEMA <schema name> | DEFAULT`

Change the initial schema for a user. The initial schema is the schema used by default for SQL statements issued during a session. If `DEFAULT` is used, the default initial schema for all users is used as the initial schema for the user. The SET SCHEMA command allows the user to change the schema for the duration of the session.

Only a user with the DBA role can execute this statement.

ALTER USER ... SET LOCAL

set the user authentication as local (HyperSQL)

`<alter user set local> ::= ALTER USER <user name> SET LOCAL { TRUE | FALSE }`

Sets the authentication method for the user as local. This statement has an effect only when external authentication with role names is enabled. In this method of authentication, users created in the database are ignored and an external authentication mechanism, such as LDAP is used. This statement is used if you want to use local, password authentication for a specific user.

Only a user with the DBA role can execute this statement.

SET PASSWORD

set password statement (HyperSQL)

`<set password statement> ::= SET PASSWORD <password>`

Set the password for the current user. `<password>` is a string enclosed with single quote characters and is case-sensitive.

SET INITIAL SCHEMA

set the initial schema for the current user (HyperSQL)

`<set initial schema statement> ::= SET INITIAL SCHEMA <schema name> | DEFAULT`

Change the initial schema for the current user. The initial schema is the schema used by default for SQL statements issued during a session. If `DEFAULT` is used, the default initial schema for all users is used as the initial schema for the current user. The separate SET SCHEMA command allows the user to change the schema for the duration of the session. See also the Sessions and Transactions chapter.

SET DATABASE DEFAULT INITIAL SCHEMA

set the default initial schema for all users (HyperSQL)

`<set database default initial schema statement> ::= SET DATABASE DEFAULT INITIAL SCHEMA <schema name>`

Sets the initial schema for new users. This schema can later be changed with the `<set initial schema statement>` command.

CREATE ROLE

role definition

`<role definition> ::= CREATE ROLE <role name> [ WITH ADMIN <grantor> ]`

Defines a new role. Initially the role has no rights, except those of the PUBLIC role. Only a user with the DBA role can execute this command.

DROP ROLE

drop role statement

`<drop role statement> ::= DROP ROLE <role name>`

Drop (destroy) a role. If the specified role is the authorization for a schema, the schema is destroyed. Only a user with the DBA role can execute this statement.

GRANTED BY

grantor determination

`GRANTED BY <grantor>`

`<grantor> ::= CURRENT_USER | CURRENT_ROLE`

The authorization that is granting or revoking a role or privileges. The optional `GRANTED BY <grantor>` clause can be used in various statements that perform GRANT or REVOKE actions. If the clause is not used, the authorization is CURRENT_USER. Otherwise, it is the specified authorization.

GRANT

grant privilege statement

`<grant privilege statement> ::= GRANT <privileges> TO <grantee> [ { <comma> <grantee> }... ] [ WITH GRANT OPTION ] [ GRANTED BY <grantor> ]`

Assign privileges on schema objects to roles or users. Each `<grantee>` is a role or a user. If `[ WITH GRANT OPTION ]` is specified, then the `<grantee>` can assign the privileges to other `<grantee>` objects.

`<privileges> ::= <object privileges> ON <object name> [ <filter clause> ]`

`<object privileges> ::= ALL PRIVILEGES | <action> [ <filter clause> ] [ { <comma> <action> }... ]`

`<action> ::= SELECT [ <left paren> <privilege column list> <right paren> ] | DELETE | INSERT [ <left paren> <privilege column list> <right paren> ] | UPDATE [ <left paren> <privilege column list> <right paren> ] | REFERENCES [ <left paren> <privilege column list> <right paren> ] | TRIGGER | USAGE | EXECUTE`

`<object name> ::= [ TABLE ] <table name> | DOMAIN <domain name> | COLLATION <collation name> | CHARACTER SET <character set name> | TRANSLATION <transliteration name> | TYPE <user-defined type name> | SEQUENCE <sequence generator name> | <specific routine designator> | ROUTINE <routine name> | FUNCTION <function name> | PROCEDURE <procedure name>`

`<privilege column list> ::= <column name list>`

`<filter clause> ::= FILTER <left paren> WHERE <search condition> <right paren>`

`<grantee> ::= PUBLIC | <authorization identifier>`

The `<object privileges>` that can be used depend on the type of the `<object name>`. These are discussed in the previous section. For a table or view, if `<privilege column list>` is not specified, then the privilege is granted on the table, which includes all of its columns and any column that may be added to it in the future. For routines, the name of the routine can be specified in two ways, either as the generic name, or as the specific name for a signature. HyperSQL allows referencing the generic name which covers all overloaded versions of a routine at the same time. This is an extension to the SQL Standard which requires the use of `<specific routine designator>` to grant privileges separately on each different signature of the routine.

The `<filter clause>` can be specified after the `<object name>` to limit access for all the granted privileges, or it can be used after individual privileges.

Each `<grantee>` is the name of a role or a user. Examples of GRANT statement are given below:

     GRANT ALL ON SEQUENCE aSequence TO roleOrUser
     GRANT SELECT ON aTable TO roleOrUser
     GRANT SELECT, UPDATE FILTER(WHERE aColumn > 2) ON aTABLE TO role1 -- filter only for update
     GRANT SELECT, UPDATE ON aTable FILTER(WHERE aColumn > 2) TO role2 -- filter for both select and update
     GRANT SELECT(columnA, columnB), UPDATE(columnA, columnB) ON TABLE aTable TO user1, role1, role2
     GRANT EXECUTE ON SPECIFIC ROUTINE aroutine_1234 TO roleOrUser

As mentioned in the general discussion, it is better to define a role for a collection of all the privileges required by an application. This role is then granted to any user. If further changes are made to the privileges of this role, they are automatically reflected in all the users that have the role. Fine-grained privileges (those with a FILTER clause) can be granted to roles only.

GRANT

grant role statement

`<grant role statement> ::= GRANT <role name> [ { <comma> <role name> }... ] TO <grantee> [ { <comma> <grantee> }... ] [ WITH ADMIN OPTION ] [ GRANTED BY <grantor> ]`

Assign roles to roles or users. One or more roles can be assigned to one or more `<grantee>` objects. A `<grantee>` is a user or a role. If the `[ WITH ADMIN OPTION ]` is specified, then each `<grantee>` can grant the newly assigned roles to other grantees. An example of user and role creation with grants is given below:

     CREATE USER appuser
     CREATE ROLE approle
     GRANT approle TO appuser
     GRANT SELECT, UPDATE ON TABLE atable TO approle
     GRANT USAGE ON SEQUENCE asequence to approle
     GRANT EXECUTE ON ROUTINE aroutine TO approle

REVOKE privilege

revoke statement

`<revoke privilege statement> ::= REVOKE [ GRANT OPTION FOR ] <privileges> FROM <grantee> [ { <comma> <grantee> }... ] [ GRANTED BY <grantor> ] RESTRICT | CASCADE`

Revoke privileges from a user or role.

REVOKE role

revoke role statement

`<revoke role statement> ::= REVOKE [ ADMIN OPTION FOR ] <role revoked> [ { <comma> <role revoked> }... ] FROM <grantee> [ { <comma> <grantee> }... ] [ GRANTED BY <grantor> ] RESTRICT | CASCADE`

`<role revoked> ::= <role name>`

Revoke a role from users or roles.

$Revision: 6369 $

Chapter 7. Text Tables |  | Chapter 9. SQL-Invoked Routines